Industries

Professional & Corporate Services
A trust-based profession needs policies that protect it

Professional firms handle sensitive information and carry responsibility to the client. We help with policies and controls that protect the client and the firm together, without burdening partners with procedures they will not read.

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What this sector faces
  • •

    Confidential client information

    And a need to protect it.

  • •

    Conflicts of interest

    Between clients.

  • •

    Professional standards

    And requests from large clients.

How we help
  • ✓

    Quality and professional risk policies

    That partners will accept.

  • ✓

    Confidentiality and conflict controls

    Practical ones.

  • ✓

    AML compliance

    For the professions covered.

Work we usually do

📋
01

Firm policy manual

Short.

📘
02

Conflict check procedure

And its register.

🧩
03

Brief training

For partners and staff.

How we work

1

Meet the partners

And understand how the firm works.

2

Propose the useful minimum

Of policies.

3

Apply on one engagement

And adjust.

4

Roll out

And follow up.