The first question in compliance: what exactly is required of us, and who owns each item? We build an obligations register and a framework that sets tasks and follow-up, sized for your organisation.
The knowledge sits with individuals and leaves when they do.
From an item that was missed or late.
That brings rules you were not subject to before.
The laws, regulations and circulars that apply to you.
An owner for each obligation and a way to follow it.
The role of operating units, of compliance, and of audit.
Easy to update.
Setting roles and authority.
For management and committees.
By activity and supervisors.
Against each obligation.
Register, roles and reports.
And set a regular review.